HT Capital Management Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for HT Capital Management Limited, a Hong Kong-based licensed corporation with CE reference AEA446. Current licensed staff on file: 0 (total recorded over time: 15).
Licence history
| Activity | From | To |
|---|---|---|
| Type 4 — Advising on securities | present | 2003-06-03 |
| Type 5 — Advising on futures contracts | present | 2003-06-03 |
| Type 6 — Advising on corporate finance | present | 2003-06-03 |
| Type 9 — Asset management | present | 2015-08-20 |
Licensed staff (all-time) (15)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Russell Davidson | RO 9 | 2010-11 | 2011-02 |
| Karl Morys Ewhen Hurst | RO 4, 6, 9 | Pre-2003 | 2015-08 |
| Ophelia Tze Ming Hurst 唐梓明 | RO 4, 5, 6, 9 | Pre-2003 | 2015-04 |
| Anita Kit Lan Shum 沈潔蘭 | RO 9 Rep 4, 6, 9 | Pre-2003 | 2013-04 |
| Ka Yi (SFC:AMX935) Wong 黃嘉宜 | RO 9 Rep 9 | 2006-03 | 2013-05 |
| Florence Sze Mei Cheung 張斯美 | Rep 9 | 2006-10 | 2009-04 |
| Terrace Pak Hing Chum 覃伯興 | Rep 9 | 2007-10 | 2008-01 |
| Wing Ki Fung 馮詠基 | Rep 9 | 2004-04 | 2004-05 |
| John Chung Lee 李仁中 | Rep 9 | 2007-08 | 2007-09 |
| Vivian Gi Yue Lee 李梓瑜 | Rep 9 | 2005-06 | 2005-07 |
| Katherine Ann Quinn | Rep 9 | 2013-07 | 2014-04 |
| Chi Ming Shiu 蕭志明 | Rep 9 | 2007-06 | 2008-07 |
| Ka Yee Tai 戴嘉儀 | Rep 9 | 2014-07 | 2014-08 |
| Ka Wing (SFC:AQI550) Wong 黃家穎 | Rep 9 | 2008-03 | 2015-04 |
| Raymond Po Hoi Wong 王報凱 | Rep 9 | 2013-05 | 2013-05 |
Showing 1–15 of 15