Winsome Stock Company Limited

永勝證券有限公司
CE No. AEN177 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Winsome Stock Company Limited (永勝證券有限公司), a Hong Kong-based licensed corporation with CE reference AEN177. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 4 (total recorded over time: 11).

Category:
Sell side · Brokerage
Registered address:
Top Floor Wing Shun Building, 64-66 Bonham Strand West
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities Pre-2003 present
Type 4 - Advising on securities Pre-2003 2004-09-17
Type 6 - Advising on corporate finance Pre-2003 2004-09-17
Type 9 - Asset management Pre-2003 2004-09-17

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (11)

Active on date
Name Activities First licensed To
Chi Kai Chan 陳志佳 RO 1, 4, 6, 9 Pre-2003 Present
Ka Wai Leung 梁家威 RO 1 Rep 1 2024-09 Present
Chung Sze Wong 黃仲士 RO 1 Pre-2003 Present
Chi Yan Tse 謝祠仁 Rep 1, 4, 6, 9 Pre-2003 Present
Hon Chee Wong 黃漢持 Rep 1, 4, 6, 9 Pre-2003 2025-10
Kam Yung Hui 許錦蓉 Rep 1 2022-09 2023-05
Ming Yuen Wu 胡命源 Rep 1, 4, 6, 9 Pre-2003 2019-05
Sai Cheung Woo 胡世祥 Rep 1 2005-12 2018-05
Matthew Yiu Wing Lee 李耀榮 Rep 1 2015-08 2017-06
Sin Yu Ngai 魏鐥䨞 Rep 1 2008-10 2009-07
Ernie Shuk Yee Wu 胡淑儀 Rep 1, 4, 6, 9 Pre-2003 2006-03
Showing 1–11 of 11

Other Hong Kong SFC firms with overlapping regulated activities

China International Capital Corporation Hong Kong Securities Limited

CE AEN894 - 1643 staff - 1 shared activity type - 中國國際金融香港證券有限公司

CLSA Limited

CE AAB893 - 1370 staff - 1 shared activity type - 中信里昂證券有限公司

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 1 shared activity type - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 1 shared activity type - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 1 shared activity type - 華泰金融控股(香港)有限公司

Nomura International (Hong Kong) Limited

CE AAF742 - 541 staff - 1 shared activity type - 野村國際(香港)有限公司

Citigroup Global Markets Asia Limited

CE AAA137 - 462 staff - 1 shared activity type - 花旗環球金融亞洲有限公司

KGI Asia Limited

CE BKJ214 - 452 staff - 1 shared activity type - 凱基證券亞洲有限公司

Related