Yee Fat Securities Company Limited
義發證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yee Fat Securities Company Limited (義發證券有限公司), a Hong Kong-based licensed corporation with CE reference ABI117. Current licensed staff on file: 0 (total recorded over time: 4).
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | present | 2014-10-21 |
| Type 4 - Advising on securities | present | 2004-09-17 |
| Type 6 - Advising on corporate finance | present | 2004-09-17 |
| Type 9 - Asset management | present | 2004-09-17 |
Licensed staff (all-time) (4)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Sau Lan Lee 李秀蘭 | RO 1, 4, 6, 9 | Pre-2003 | 2014-03 |
| Kitty Kit Yung Leung Lui 呂潔蓉 | RO 1, 4, 6, 9 | Pre-2003 | 2014-10 |
| Hau Kwong Lui 呂校光 | RO 1, 4, 6, 9 | Pre-2003 | 2011-04 |
| Wai Yee Cheung 張惠儀 | Rep 1, 4, 6, 9 | Pre-2003 | 2014-04 |
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