VTB Capital Plc
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for VTB Capital Plc, a Hong Kong-based licensed corporation with CE reference ATY899. Current licensed staff on file: 0 (total recorded over time: 5). Earliest licence on file: 2009-11-23.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2010-11-30 | 2010-12-06 |
| Type 1 - Dealing in securities | 2009-11-23 | 2009-11-25 |
| Type 4 - Advising on securities | 2009-11-23 | 2009-11-25 |
| Type 6 - Advising on corporate finance | 2009-11-23 | 2009-11-25 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (5)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Tom Wai Lee 李德暐 | Rep 1 | 2010-11 | 2010-12 |
| Elena Khisamova | Rep 1, 4, 6 | 2009-11 | 2009-11 |
| Alexander John Harding Metherell | Rep 1, 4, 6 | 2009-11 | 2009-11 |
| George Walter Niedringhaus IV | Rep 1, 4, 6 | 2009-11 | 2009-11 |
| Paul Gregory Norris | Rep 1, 4, 6 | 2009-11 | 2009-11 |
Showing 1–5 of 5