Wai Man Stock & Shares Company Limited

偉民股票買賣有限公司

CE No. AEL412 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Stock & Shares Company Limited (偉民股票買賣有限公司), a Hong Kong-based licensed corporation with CE reference AEL412. Currently licensed for regulated activity type(s) 1 - Dealing in securities. Current licensed staff on file: 2 (total recorded over time: 5).

Registered address

Room 2 2/F, Lai Kwan Court, 438 Castle Peak Road, Cheung Sha Wan, Kowloon

Licence history

Activity	From	To
Type 1 - Dealing in securities	present	present
Type 4 - Advising on securities	present	2005-02-23
Type 6 - Advising on corporate finance	present	2004-11-30
Type 9 - Asset management	present	2004-11-30

Licensed staff (all-time) (5)
Active on date

1 Dealing in securities 4 Advising on securities 6 Advising on corporate finance 9 Asset management

RO only

Name	Activities	First licensed	To
Ting San Tai 戴庭燊	RO 1, 4, 6, 9	Pre-2003	Present
Wai Man (SFC:AAA615) Tai 戴偉民	RO 1, 4, 6, 9	Pre-2003	2017-09
Yee Wah Tai 戴綺華	RO 1 Rep 1, 4, 6, 9	Pre-2003	Present
Nellie Kit Fun Leong 梁潔芬	Rep 1, 4, 6, 9	Pre-2003	2011-11
Ting Fong Tai 戴庭芳	Rep 1	2008-01	2010-02