Wah Sang Securities Limited

華生證券有限公司
CE No. AFR395 Licensed corporation Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sang Securities Limited (華生證券有限公司), a Hong Kong-based licensed corporation with CE reference AFR395. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 7).

Registered address

16B Winbase Center, 208 Queen's Road Central

Licence history

ActivityFromTo
Type 1 — Dealing in securities present present
Type 4 — Advising on securities present 2004-11-17
Type 6 — Advising on corporate finance present 2004-11-17
Type 9 — Asset management present 2004-11-17

Licensed staff (all-time) (7)
Active on date

Name Activities First licensed To
Andrew Lock Wai Lee 李樂維 RO 1, 4, 6, 9 Pre-2003 Present
King Yeung Lee 李景楊 RO 1, 4, 6, 9 Pre-2003 2026-04
Kui Hung Or 柯舉雄 RO 1 Rep 1, 4, 6, 9 Pre-2003 2025-06
Kwan Chan 陳坤 Rep 1, 4, 6, 9 Pre-2003 2015-06
Chow Sing Luk 陸秋成 Rep 1, 4, 6, 9 Pre-2003 2020-04
Man Sum Ng 伍文森 Rep 1 2022-12 2023-10
Chi Kit (SFC:AOE662) Wong 黃志杰 Rep 1 2007-01 2010-06
Showing 1–7 of 7

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