Wah Sang Securities Limited
華生證券有限公司
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wah Sang Securities Limited (華生證券有限公司), a Hong Kong-based licensed corporation with CE reference AFR395. Currently licensed for regulated activity type(s) 1 — Dealing in securities. Current licensed staff on file: 1 (total recorded over time: 7).
Registered address
16B Winbase Center, 208 Queen's Road Central
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | present | present |
| Type 4 — Advising on securities | present | 2004-11-17 |
| Type 6 — Advising on corporate finance | present | 2004-11-17 |
| Type 9 — Asset management | present | 2004-11-17 |
Licensed staff (all-time) (7)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Lock Wai Lee 李樂維 | RO 1, 4, 6, 9 | Pre-2003 | Present |
| King Yeung Lee 李景楊 | RO 1, 4, 6, 9 | Pre-2003 | 2026-04 |
| Kui Hung Or 柯舉雄 | RO 1 Rep 1, 4, 6, 9 | Pre-2003 | 2025-06 |
| Kwan Chan 陳坤 | Rep 1, 4, 6, 9 | Pre-2003 | 2015-06 |
| Chow Sing Luk 陸秋成 | Rep 1, 4, 6, 9 | Pre-2003 | 2020-04 |
| Man Sum Ng 伍文森 | Rep 1 | 2022-12 | 2023-10 |
| Chi Kit (SFC:AOE662) Wong 黃志杰 | Rep 1 | 2007-01 | 2010-06 |
Showing 1–7 of 7
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