UBS International Hong Kong Limited
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for UBS International Hong Kong Limited ( ), a Hong Kong-based licensed corporation with CE reference ALO263. Current licensed staff on file: 0 (total recorded over time: 9). Earliest licence on file: 2005-04-29.
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 — Dealing in securities | 2005-04-29 | 2013-04-22 |
| Type 4 — Advising on securities | 2005-04-29 | 2013-04-22 |
Licensed staff (all-time) (9)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Alberto Hamonet Brea | RO 1, 4 | 2005-04 | 2006-04 |
| Roger Sen Boon Lam 林盛邦 | RO 1, 4 | 2008-06 | 2012-12 |
| Catherine Marie Lapadula | RO 1, 4 | 2006-09 | 2012-12 |
| James Fong Lim 李振球 | RO 1, 4 Rep 1, 4 | 2005-05 | 2007-04 |
| Ciying Sun 孫慈穎 | RO 1, 4 | 2005-04 | 2005-12 |
| Mark Ching Chau Yang 楊景超 | RO 1, 4 | 2006-02 | 2008-06 |
| Charles Yiu Wing Chiu 趙耀榮 | Rep 1, 4 | 2005-05 | 2012-12 |
| David Po Ming Toong 佟寶銘 | Rep 1, 4 | 2007-04 | 2010-07 |
| Wing Chi (SFC:AVL395) Wong 黃詠芝 | Rep 1, 4 | 2010-07 | 2011-01 |
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