Excellent Tide Securities Limited

佳湧證券有限公司
CE No. BGG012 Licensed corporation Active

Information

Summary:

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Excellent Tide Securities Limited (佳湧證券有限公司), a Hong Kong-based licensed corporation with CE reference BGG012. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 11 (total recorded over time: 32). Earliest licence on file: 2016-10-11.

Category:
Sell side · Brokerage
Registered address:
Unit 10, 22/F, 118 Connaught Road West
Website:
LinkedIn:

Licence history

ActivityFromTo
Type 1 - Dealing in securities 2016-10-11 present
Type 4 - Advising on securities 2024-07-23 present
Type 9 - Asset management 2025-02-12 present

Licensed staff trend

- Total licensed staff, all activities
Explore this firm’s talent flow →

Licensed staff (all-time) (32)

Active on date
Name Activities First licensed To
Yi Cai 蔡易 RO 1, 4, 9 Rep 1, 4, 9 2025-10 Present
Yang Dai 戴暘 RO 9 Rep 9 2026-06 Present
Yiman Fu 傅譯漫 RO 1, 4, 9 2023-06 Present
Ka Chun Ho 何家駿 RO 1, 4 Rep 1, 4 2024-11 Present
Hok Lai Li 李學禮 RO 4, 9 Rep 1, 4 2025-02 Present
Pui Hang Fung 馮珮珩 Rep 1, 4 2024-10 Present
Rongxi Ke 柯荣喜 Rep 1, 4 2024-11 Present
Yongqiang Liu 劉永強 Rep 1, 4 2024-12 Present
Zhenzhou Liu 劉震洲 Rep 1, 4, 9 2025-03 Present
Yiming Pan 潘一鳴 Rep 1, 4 2025-03 Present
Xiaofei Zhao 趙曉飛 Rep 1, 4 2024-10 Present
Ka Yee Lee 李家儀 RO 9 Rep 1, 4 2025-08 2025-11
Chun Wai Yip 葉振威 RO 1, 4 2022-11 2025-11
Zhongjie Hua 花中杰 RO 1, 4, 9 2024-12 2025-07
Chi Hung Chan 陳志雄 RO 1 2023-01 2023-07
Vivian Hoi Yan Chang 張凱欣 RO 1 Rep 1 2020-09 2023-01
Hoi Ying Lee 李愷瑩 RO 1 2022-07 2022-09
Kim Ming Wong 黃劍明 RO 1 2020-10 2021-11
Yu Zhang 張煜 RO 1 2020-07 2020-09
Simon Tak Lung Yau 游德隆 Rep 1 2020-06 2020-06
Ho Yin Tong 湯浩然 RO 1 2019-11 2020-05
Ka Man Leung 梁家文 RO 1 2019-06 2020-05
Vincent Sai Yee Chan 陳世義 RO 1 2017-03 2019-10
Yu Ho Kwok 郭宇浩 Rep 1 2018-10 2019-10
Wai Chung Chan 陳偉聰 RO 1 Rep 1 2019-03 2019-05
Kei Yiu Wong 王紀堯 RO 1 Rep 1 2019-01 2019-05
Chun Sing Leung 梁振聲 RO 1 Rep 1 2017-12 2019-01
Chi Keung Chan 陳智強 RO 1 Rep 1 2017-01 2018-01
Kwok Hei Lau 劉國熙 RO 1 Rep 1 2016-10 2017-10
Yau Leong Lau 劉友亮 Rep 1 2017-02 2017-04
Kai Wah Hung 熊啟華 RO 1 Rep 1 2016-10 2017-03
Wai Man Lee 李慧敏 RO 1 2016-10 2016-10
Showing 1–32 of 32

Other Hong Kong SFC firms with overlapping regulated activities

Morgan Stanley Asia Limited

CE AAD291 - 928 staff - 3 shared activity types - 摩根士丹利亞洲有限公司

Goldman Sachs (Asia) L.L.C.

CE ACC536 - 927 staff - 3 shared activity types - 高盛(亞洲)有限責任公司

Huatai Financial Holdings (Hong Kong) Limited

CE AOK809 - 849 staff - 3 shared activity types - 華泰金融控股(香港)有限公司

Everbright Securities Investment Services (HK) Limited

CE AAC153 - 438 staff - 3 shared activity types - 光大證券投資服務(香港)有限公司

China Merchants Securities (HK) Co., Limited

CE AAI650 - 425 staff - 3 shared activity types - 招商證券(香港)有限公司

Manulife Investment Management (Hong Kong) Limited

CE ACP555 - 408 staff - 3 shared activity types - 宏利投資管理(香港)有限公司

Phillip Securities (Hong Kong) Limited

CE AAG460 - 317 staff - 3 shared activity types - 輝立證券(香港)有限公司

Mizuho Securities Asia Limited

CE AEZ953 - 273 staff - 3 shared activity types - 瑞穗證券亞洲有限公司

Related