Kai Wah Hung
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kai Wah Hung (熊啟華), a licensed Representative with CE reference AAZ491. Currently licensed at 2 firm(s): KGI Asia Limited, KGI Futures (Hong Kong) Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts. This person has 23.3 years of SFC licence history. Total licence records on file: 19.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| KGI Asia Limited 凱基證券亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-25 | present |
| KGI Futures (Hong Kong) Limited 凱基期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2020-09-25 | present |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-04-10 | 2020-09-18 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-04-10 | 2020-09-18 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2017-04-10 | 2020-09-18 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2017-03-28 | 2017-03-30 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-11 | 2017-03-28 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2010-12-03 | 2016-10-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2016-10-11 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-02-09 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2016-10-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-18 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-09 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-02-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 7 - Providing automated trading services | Pre-2003 | 2004-02-18 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-18 |
| SCtrade.com Limited 南華互動金融網有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-02-09 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kai Wah Hung during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.