Wai Man Lee
李慧敏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Man Lee (李慧敏), a licensed former licensee with CE reference ACR865. This person has 16.2 years of SFC licence history. Total licence records on file: 19.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 4 - Advising on securities | 2016-12-30 | 2019-08-05 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 5 - Advising on futures contracts | 2016-12-30 | 2019-08-05 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-12-28 | 2019-08-05 |
| Po Sang Securities Limited 寶生證券有限公司 |
RO | Type 2 - Dealing in futures contracts | 2016-12-28 | 2019-08-05 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-18 | 2016-12-28 |
| Po Sang Securities Limited 寶生證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2016-11-18 | 2016-12-28 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2016-10-11 | 2016-10-21 |
| South China Forex Limited 南華外匯有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2013-03-22 | 2016-10-11 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2013-03-22 | 2016-10-21 |
| South China Securities Limited 南華證券投資有限公司 |
RO | Type 1 - Dealing in securities | 2012-11-15 | 2016-10-11 |
| South China Commodities Limited 南華期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2012-11-15 | 2016-10-11 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2012-09-28 | 2012-11-15 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2012-09-28 | 2012-11-15 |
| RHB Securities Hong Kong Limited 興業金融證券有限公司 |
Rep | Type 1 - Dealing in securities | 2005-12-01 | 2012-09-16 |
| RHB Futures Hong Kong Limited 興業金融期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2005-12-01 | 2012-09-16 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2005-11-30 |
| UOB Kay Hian Futures (Hong Kong) Limited 大華繼顯期貨(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2005-11-30 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-02 |
| UOB Kay Hian (Hong Kong) Limited 大華繼顯(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-02 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Man Lee during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.