Ho Yin Tong
湯浩然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ho Yin Tong (湯浩然), a licensed former licensee with CE reference AQH049. This person has 10.8 years of SFC licence history. Total licence records on file: 11.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-12-17 | 2020-05-22 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-11-04 | 2020-05-22 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-11-04 | 2020-05-22 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 - Asset management | 2019-11-04 | 2020-05-22 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 1 - Dealing in securities | 2018-05-03 | 2018-10-26 |
| HF Securities and Futures Limited 匯福證券及期貨有限公司 |
RO | Type 2 - Dealing in futures contracts | 2018-05-03 | 2018-10-26 |
| HF Asset Management Limited 匯福資產管理有限公司 |
RO | Type 9 - Asset management | 2014-08-27 | 2019-01-31 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
RO | Type 9 - Asset management | 2014-06-10 | 2014-07-24 |
| Tiger Securities Asset Management Company Limited 泰嘉證券資產管理有限公司 |
Rep | Type 9 - Asset management | 2013-01-04 | 2014-06-10 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2008-07-29 | 2011-07-28 |
| Avia Asset Management Limited 輝亞資產管理有限公司 |
Rep | Type 9 - Asset management | 2008-07-29 | 2012-11-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ho Yin Tong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.