Kei Yiu Wong
王紀堯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kei Yiu Wong (王紀堯), a licensed former licensee with CE reference BAM964. This person has 4.1 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-02-20 | 2019-05-23 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-02-20 | 2019-05-23 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-01-15 | 2019-02-20 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-01-15 | 2019-05-23 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-01-15 | 2019-02-20 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-01-15 | 2019-05-23 |
| South China Securities Limited 南華證券投資有限公司 |
Rep | Type 1 - Dealing in securities | 2017-05-16 | 2018-12-19 |
| South China Commodities Limited 南華期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2017-05-16 | 2018-12-19 |
| South China Research Limited 南華資料研究有限公司 |
Rep | Type 4 - Advising on securities | 2017-05-16 | 2018-12-19 |
| South China Investment Management Limited 南華投資管理有限公司 |
Rep | Type 9 - Asset management | 2017-05-16 | 2018-12-19 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 9 - Asset management | 2016-03-10 | 2016-08-10 |
| Celestial Securities Limited 時富證券有限公司 |
Rep | Type 1 - Dealing in securities | 2015-07-31 | 2016-08-10 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
Rep | Type 4 - Advising on securities | 2015-07-31 | 2016-08-10 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2014-08-04 | 2015-06-26 |
| Beijing Securities Limited 北京證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2012-11-27 | 2013-02-16 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Kei Yiu Wong during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.