Wai Chung Chan
陳偉聰
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wai Chung Chan (陳偉聰), a licensed Representative with CE reference AOD117. Currently licensed at 1 firm(s): East Asia Securities Company Limited. Active regulated activities: Type 4 - Advising on securities. This person has 16.6 years of SFC licence history. Total licence records on file: 21.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| East Asia Securities Company Limited 東亞證券有限公司 |
Rep | Type 4 - Advising on securities | 2023-12-04 | present |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 1 - Dealing in securities | 2020-01-24 | 2022-07-01 |
| uSmart Securities Limited 盈立證券有限公司 |
RO | Type 4 - Advising on securities | 2020-01-24 | 2022-07-01 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-11 | 2020-01-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-11 | 2020-01-24 |
| uSmart Securities Limited 盈立證券有限公司 |
Rep | Type 9 - Asset management | 2019-10-11 | 2022-07-01 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 - Dealing in securities | 2019-04-26 | 2019-05-31 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 - Dealing in futures contracts | 2019-04-26 | 2019-05-31 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 - Advising on securities | 2019-04-26 | 2019-05-31 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
Rep | Type 1 - Dealing in securities | 2019-03-07 | 2019-04-26 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-03-07 | 2019-04-26 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 4 - Advising on securities | 2019-03-07 | 2019-04-26 |
| 313 Capital Management Limited 313資本管理有限公司 |
Rep | Type 9 - Asset management | 2019-03-07 | 2019-05-31 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 5 - Advising on futures contracts | 2018-08-28 | 2019-02-15 |
| Bright Smart Asset Management Limited 耀才資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-04-23 | 2019-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
RO | Type 4 - Advising on securities | 2017-03-10 | 2019-02-15 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2010-01-18 | 2017-03-10 |
| Bright Smart Securities International (H.K.) Limited 耀才證券國際(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-02 | 2019-02-15 |
| Bright Smart Futures & Commodities Company Limited 耀才期貨及商品有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2008-07-02 | 2019-02-15 |
| Rakuten Securities Hong Kong Limited 樂天證券香港有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2007-05-18 | 2007-08-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2006-11-03 | 2007-01-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wai Chung Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.