Hoi Ying Lee
李愷瑩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hoi Ying Lee (李愷瑩), a licensed former licensee with CE reference AOV787. Total licence records on file: 22.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Everest (Hong Kong) Securities Limited |
RO | Type 1 — Dealing in securities | 2025-06-19 | 2026-01-29 |
| Giga (Hong Kong) Limited | RO | Type 4 — Advising on securities | 2023-09-28 | 2026-01-29 |
| Giga (Hong Kong) Limited | RO | Type 9 — Asset management | 2023-09-28 | 2026-01-29 |
| Giga (Hong Kong) Limited | Rep | Type 4 — Advising on securities | 2023-08-01 | 2023-09-28 |
| Giga (Hong Kong) Limited | Rep | Type 9 — Asset management | 2023-08-01 | 2023-09-28 |
| Excellent Tide Securities Limited 佳湧證券有限公司 |
RO | Type 1 — Dealing in securities | 2022-07-19 | 2022-09-22 |
| South China Futures Investment Limited 南華期貨投資有限公司 |
RO | Type 2 — Dealing in futures contracts | 2022-07-19 | 2023-04-26 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 4 — Advising on securities | 2022-07-19 | 2023-06-03 |
| 313 Capital Management Limited 313資本管理有限公司 |
RO | Type 9 — Asset management | 2022-07-19 | 2023-06-03 |
| AuVantage Consultancy Limited 奧凡特顧問有限公司 |
RO | Type 1 — Dealing in securities | 2021-04-07 | 2021-09-30 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 1 — Dealing in securities | 2020-12-07 | 2021-01-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 4 — Advising on securities | 2020-12-07 | 2021-01-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
RO | Type 9 — Asset management | 2020-12-07 | 2021-01-31 |
| ZH SECURITIES LIMITED 中昊証券有限公司 |
Rep | Type 1 — Dealing in securities | 2020-10-20 | 2020-12-07 |
| Profitech Securities Limited 盈科證券有限公司 |
RO | Type 1 — Dealing in securities | 2019-07-10 | 2020-08-31 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 4 — Advising on securities | 2019-01-03 | 2019-06-12 |
| WK Fund Management Limited 勁域基金管理有限公司 |
RO | Type 9 — Asset management | 2019-01-03 | 2019-06-12 |
| WK Securities Limited 勁域證券有限公司 |
RO | Type 4 — Advising on securities | 2018-04-03 | 2019-06-12 |
| WK Securities Limited 勁域證券有限公司 |
RO | Type 1 — Dealing in securities | 2017-10-13 | 2019-06-12 |
| Haitong International Futures Limited 海通國際期貨有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2011-03-09 | 2017-06-07 |
| Haitong International Securities Company Limited 海通國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2011-02-09 | 2017-06-07 |
| Tokai Tokyo Securities (Asia) Limited 東海東京證券(亞洲)有限公司 |
Rep | Type 1 — Dealing in securities | 2007-05-04 | 2010-12-31 |