Sprout Asset Management (Asia) Limited
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Sprout Asset Management (Asia) Limited, a Hong Kong-based licensed corporation with CE reference BDW665. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities; 6 - Advising on corporate finance; 9 - Asset management. Current licensed staff on file: 6 (total recorded over time: 26). Earliest licence on file: 2014-12-08.
- Category:
-
Buyside · Wealth management ?
- Registered address:
- 6F, 6/F, Yardley Commercial Building, 3 Connaught Road West
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2014-12-08 | present |
| Type 4 - Advising on securities | 2014-12-08 | present |
| Type 6 - Advising on corporate finance | 2024-03-21 | present |
| Type 9 - Asset management | 2014-12-08 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (26)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Andrew Yue Tak Chan 陳裕德 | RO 1, 4 Rep 1, 4, 9 | 2022-04 | Present |
| Adam Guy Orlebar Garrett 蓋首男 | RO 1, 4, 9 | 2026-06 | Present |
| Chor Wai Kam 金楚威 | RO 6 Rep 6 | 2024-09 | Present |
| David Hyung-Tek Lee 李享澤 | RO 9 | 2026-06 | Present |
| Terence Chung Sing Mak 麥頌聲 | RO 6 | 2024-03 | Present |
| Kwok Fai Shum 岑國輝 | RO 1 Rep 1 | 2026-03 | Present |
| Wing Kit Shek 石泳傑 | RO 1, 4, 9 | 2022-08 | 2026-01 |
| Ling Wah Kwan 關令華 | RO 1, 4, 9 Rep 1, 4, 9 | 2015-04 | 2025-09 |
| Cecilia Po Chi Chan 陳寶枝 | RO 1, 4, 9 Rep 1, 4, 9 | 2024-03 | 2025-02 |
| Wang Pok Kwong 鄺宏博 | RO 6 | 2024-03 | 2024-07 |
| Chun Yu Yeung 楊鎮宇 | Rep 1, 4 | 2021-12 | 2024-02 |
| Ernest Tsz Kin Chan 陳子建 | RO 1, 4, 9 Rep 1, 4, 9 | 2019-06 | 2023-02 |
| Michael Cheuk Wah Ha 夏卓華 | Rep 1, 4 | 2021-11 | 2022-04 |
| Anthony Tak Tim Yuen 阮德添 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-12 | 2021-09 |
| Tung Lok 樂桐 | Rep 1, 4, 9 | 2019-11 | 2021-04 |
| Lai Sum Christina Liu 廖麗心 | RO 1, 4 Rep 1, 4 | 2019-08 | 2020-08 |
| Zhong Yang 楊鍾 | Rep 1, 4, 9 | 2017-12 | 2020-03 |
| Alexander Tak Wai Yuen 阮德偉 | Rep 1, 4, 9 | 2015-04 | 2020-02 |
| Anson Kwun Po Yu 余觀寶 | RO 1, 4, 9 Rep 1, 4, 9 | 2017-05 | 2019-12 |
| Tak Ching Yuen 阮德政 | Rep 1, 4, 9 | 2018-05 | 2019-02 |
| Weiyi Cheng 成維依 | Rep 1, 4, 9 | 2018-03 | 2018-11 |
| Kin Yuk Yuen 阮健毓 | RO 1, 4 Rep 9 | 2016-09 | 2018-08 |
| Yiting Guo 郭怡婷 | Rep 1, 4, 9 | 2016-12 | 2017-10 |
| Warren Lai On Kwan 關澧安 | RO 9 Rep 9 | 2017-01 | 2017-04 |
| Yuen Ki Ng 吳琬琪 | Rep 1, 4, 9 | 2015-04 | 2016-08 |
| Gilbert Kin Chun Wong 黃健俊 | RO 1, 4, 9 | 2014-12 | 2016-06 |
Showing 1–26 of 26
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