Tung Lok
樂桐
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tung Lok (樂桐), a licensed former licensee with CE reference BOZ737. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Fidelity Capital (International) Limited | Rep | Type 1 — Dealing in securities | 2023-05-31 | 2024-12-01 |
| First Fidelity Capital (International) Limited | Rep | Type 4 — Advising on securities | 2023-05-31 | 2024-12-01 |
| First Fidelity Capital (International) Limited | Rep | Type 9 — Asset management | 2023-05-31 | 2024-12-01 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-11-13 | 2021-04-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2019-11-13 | 2021-04-15 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2019-11-13 | 2021-04-15 |