Michael Cheuk Wah Ha
夏卓華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Michael Cheuk Wah Ha (夏卓華), a licensed former licensee with CE reference ABZ431. Total licence records on file: 17.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2021-11-18 | 2022-04-23 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2021-11-18 | 2022-04-23 |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 1 — Dealing in securities | 2016-05-06 | 2021-03-31 |
| BCT Financial Limited 銀聯金融有限公司 |
RO | Type 4 — Advising on securities | 2016-05-06 | 2021-03-31 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2014-04-07 | 2016-05-06 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2014-04-07 | 2016-05-06 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 1 — Dealing in securities | 2011-08-16 | 2014-02-28 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 4 — Advising on securities | 2011-08-16 | 2014-02-28 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
RO | Type 9 — Asset management | 2011-08-16 | 2014-02-28 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 1 — Dealing in securities | 2011-05-30 | 2011-08-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2011-05-30 | 2011-08-16 |
| BOCHK Asset Management Limited 中銀香港資產管理有限公司 |
Rep | Type 9 — Asset management | 2011-05-30 | 2011-08-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2007-04-10 | 2011-05-11 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-08-10 | 2011-05-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 — Advising on securities | present | 2011-05-11 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 — Advising on corporate finance | present | 2004-05-06 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 — Asset management | present | 2011-05-11 |