Cecilia Po Chi Chan
陳寶枝
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Cecilia Po Chi Chan (陳寶枝), a licensed former licensee with CE reference ACD290. This person has 21.6 years of SFC licence history. Total licence records on file: 36.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2024-09-19 | 2025-02-07 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2024-09-19 | 2025-02-07 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2024-09-19 | 2025-02-07 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2024-03-15 | 2024-09-19 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2024-03-15 | 2024-09-19 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2024-03-15 | 2024-09-19 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2021-07-29 | 2023-11-30 |
| HSBC Global Asset Management Holdings (Bahamas) Limited | RO | Type 9 - Asset management | 2021-03-03 | 2023-11-30 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 1 - Dealing in securities | 2011-07-07 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 4 - Advising on securities | 2011-07-07 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 5 - Advising on futures contracts | 2011-07-07 | 2011-08-31 |
| SINOPIA Asset Management (Asia Pacific) Limited 信滙資產管理(亞太)有限公司 |
RO | Type 9 - Asset management | 2011-07-07 | 2011-08-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2010-09-20 | 2023-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2010-06-28 | 2023-11-30 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2010-06-28 | 2023-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 2 - Dealing in futures contracts | 2008-04-01 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 5 - Advising on futures contracts | 2007-10-11 | 2011-12-31 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-03-10 | 2023-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 1 - Dealing in securities | 2006-03-10 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-03-10 | 2023-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-03-10 | 2023-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 4 - Advising on securities | 2006-03-10 | 2011-12-31 |
| HSBC Global Asset Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-03-10 | 2023-11-30 |
| HSBC Investment Funds (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-03-10 | 2023-11-30 |
| Halbis Capital Management (Hong Kong) Limited | RO | Type 9 - Asset management | 2006-03-10 | 2011-12-31 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2005-07-15 | 2006-03-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | 2005-07-15 | 2006-03-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | 2005-07-15 | 2006-03-10 |
| HSBC Investment Funds (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | 2004-04-06 | 2006-03-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-08-30 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 4 - Advising on securities | Pre-2003 | 2006-03-10 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-16 |
| Halbis Capital Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2004-02-16 |
| HSBC Global Asset Management (Hong Kong) Limited | Rep | Type 9 - Asset management | Pre-2003 | 2006-03-10 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Cecilia Po Chi Chan during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.