Alexander Tak Wai Yuen
阮德偉
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Alexander Tak Wai Yuen (阮德偉), CE reference ASP425. Currently licensed at 1 firm(s): First Shanghai Securities Limited. Total licence records on file: 13.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| First Shanghai Securities Limited 第一上海證券有限公司 |
Rep | Type 1 — Dealing in securities | 2025-08-13 | present |
| Victoria International Asset Management Limited |
Rep | Type 9 — Asset management | 2022-11-14 | 2023-03-06 |
| Victoria International Asset Management Limited |
Rep | Type 4 — Advising on securities | 2022-09-26 | 2023-03-06 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 1 — Dealing in securities | 2020-04-28 | 2022-07-13 |
| Asset Management Group Limited 資產管理集團有限公司 |
Rep | Type 4 — Advising on securities | 2020-04-28 | 2022-07-13 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2019-04-23 | 2020-02-20 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2016-10-05 | 2018-05-31 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2015-04-22 | 2018-05-31 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2015-04-22 | 2018-05-31 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2010-02-24 | 2010-11-30 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-04-22 | 2009-06-05 |