Adam Guy Orlebar Garrett
蓋首男
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Adam Guy Orlebar Garrett (蓋首男), CE reference ALQ136. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| China World Investments Limited 華威投資有限公司 |
RO | Type 9 — Asset management | 2025-08-29 | 2026-01-30 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 4 — Advising on securities | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
RO | Type 9 — Asset management | 2022-05-10 | 2025-07-21 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2022-04-14 | 2022-05-10 |
| New Asia Ferrell Asset Management Limited 新亞洲富怡資產管理有限公司 |
Rep | Type 9 — Asset management | 2022-04-14 | 2022-05-10 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 4 — Advising on securities | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
RO | Type 9 — Asset management | 2020-08-04 | 2022-03-17 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 4 — Advising on securities | 2017-08-21 | 2020-08-04 |
| CS Wealth Asset Management Limited 中策富澤資產管理有限公司 |
Rep | Type 9 — Asset management | 2017-08-21 | 2020-08-04 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2008-12-10 | 2008-12-10 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2008-12-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2008-10-10 | 2008-12-10 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2008-10-10 | 2008-12-10 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 1 — Dealing in securities | 2005-01-10 | 2008-09-29 |
| Lehman Brothers Asia Limited 美國雷曼兄弟亞洲投資有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2005-01-10 | 2008-09-29 |