Ling Wah Kwan
關令華
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ling Wah Kwan (關令華), a licensed former licensee with CE reference AEW040. Total licence records on file: 11.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | RO | Type 1 — Dealing in securities | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 — Advising on securities | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 — Asset management | 2016-10-27 | 2025-09-02 |
| Sprout Asset Management (Asia) Limited | Rep | Type 1 — Dealing in securities | 2015-04-08 | 2016-10-27 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 — Advising on securities | 2015-04-08 | 2016-10-27 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 — Asset management | 2015-04-08 | 2016-10-27 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
Rep | Type 4 — Advising on securities | 2009-03-25 | 2010-12-20 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 2 — Dealing in futures contracts | present | 2009-01-19 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 5 — Advising on futures contracts | present | 2005-02-14 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2007-06-04 |
| Well Link International Securities Limited 立橋國際證券有限公司 |
Rep | Type 9 — Asset management | present | 2005-02-14 |