Anthony Tak Tim Yuen
阮德添
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Anthony Tak Tim Yuen (阮德添), a licensed former licensee with CE reference AAO144. This person has 9.6 years of SFC licence history. Total licence records on file: 10.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Sprout Asset Management (Asia) Limited | Rep | Type 1 - Dealing in securities | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | Rep | Type 4 - Advising on securities | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | Rep | Type 9 - Asset management | 2021-08-24 | 2021-09-10 |
| Sprout Asset Management (Asia) Limited | RO | Type 1 - Dealing in securities | 2014-12-08 | 2021-08-24 |
| Sprout Asset Management (Asia) Limited | RO | Type 4 - Advising on securities | 2014-12-08 | 2021-08-24 |
| Sprout Asset Management (Asia) Limited | RO | Type 9 - Asset management | 2014-12-08 | 2021-08-24 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 1 - Dealing in securities | 2011-01-17 | 2011-05-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 4 - Advising on securities | 2011-01-17 | 2011-05-16 |
| CASH Wealth Management Limited 時富財富管理有限公司 |
RO | Type 9 - Asset management | 2011-01-17 | 2011-05-16 |
| LIS Investment Services Limited 德悅投資服務有限公司 |
RO | Type 4 - Advising on securities | 2008-01-09 | 2010-07-23 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Anthony Tak Tim Yuen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.