Principal Investment & Retirement Services Limited
信安投資及退休金服務有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Principal Investment & Retirement Services Limited (信安投資及退休金服務有限公司), a Hong Kong-based licensed corporation with CE reference AWY033. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 4 - Advising on securities. Current licensed staff on file: 17 (total recorded over time: 204). Earliest licence on file: 2011-08-17.
- Category:
-
Sell side · Brokerage
- Registered address:
- 29/F, Sun Hung Kai Centre, 30 Harbour Road, Wanchai
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2011-08-17 | present |
| Type 4 - Advising on securities | 2011-08-17 | present |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (204)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Kam Ping Cheung 張錦屏 | RO 1, 4 | 2014-01 | Present |
| Kwok Chee Chong 莊國幟 | RO 1, 4 Rep 1, 4 | 2021-07 | Present |
| Phillip Howard Hasenfus Saran 郝振毅 | RO 1, 4 | 2017-11 | Present |
| Chin Wei Teoh 張津偉 | RO 1, 4 Rep 1, 4 | 2021-07 | Present |
| Hiu Yung Crystal Chan 陳曉蓉 | Rep 1 | 2024-06 | Present |
| Chui Ying Cheng 鄭翠盈 | Rep 1, 4 | 2022-12 | Present |
| Chia-Wen Fu 傅佳玟 | Rep 1, 4 | 2026-04 | Present |
| Kwai Keung Ip 葉桂強 | Rep 1, 4 | 2014-07 | Present |
| Wing Shuen Ke 柯泳璇 | Rep 1 | 2018-08 | Present |
| Lai Kwan Lam 林麗君 | Rep 1 | 2017-12 | Present |
| Chui Shan Lee 李翠珊 | Rep 1, 4 | 2017-07 | Present |
| Sai Kit Liu 廖世傑 | Rep 1, 4 | 2024-07 | Present |
| King Chung Lo 盧敬忠 | Rep 1, 4 | 2022-09 | Present |
| Dengyan Ouyang 歐陽鄧妍 | Rep 1, 4 | 2026-04 | Present |
| Ming Kan To 杜銘勤 | Rep 1 | 2024-10 | Present |
| Yuen Lee Wong 黃婉梨 | Rep 1, 4 | 2018-08 | Present |
| Yuet Fong Yau 丘月芳 | Rep 1 | 2022-07 | Present |
| Li Hao Chang 張立顥 | Rep 1, 4 | 2021-11 | 2026-04 |
| Wai Shum Yeung 楊惠深 | Rep 1, 4 | 2017-01 | 2026-03 |
| Sze Man Kwok 郭詩敏 | Rep 1, 4 | 2015-08 | 2025-12 |
| Mei San Lai 黎美姍 | Rep 1, 4 | 2022-08 | 2025-12 |
| Sau Yan Lam 林秀殷 | Rep 1, 4 | 2019-04 | 2025-12 |
| Chun Wing Lee 李俊穎 | Rep 1, 4 | 2021-06 | 2025-12 |
| Pui Yi Lee 李沛誼 | Rep 1, 4 | 2018-07 | 2025-12 |
| Ka Ying Leung 梁家凝 | Rep 1, 4 | 2021-11 | 2025-12 |
| Wai Shan Debbie Lui 呂慧珊 | Rep 1, 4 | 2018-01 | 2025-12 |
| Ka Sha Mok 莫卡莎 | Rep 1, 4 | 2019-02 | 2025-12 |
| Wai San Sam Ng 吳韋燊 | Rep 1, 4 | 2023-03 | 2025-12 |
| Lai Fong Iris Tang 鄧麗芳 | Rep 1, 4 | 2022-09 | 2025-12 |
| Suet Yi Tsang 曾雪兒 | Rep 1, 4 | 2023-05 | 2025-12 |
| Charles Sau Lai Wong 黃守禮 | Rep 1, 4 | 2016-09 | 2025-12 |
| Chi Lap Wong 黃志立 | Rep 1, 4 | 2024-07 | 2025-12 |
| Choi Sin Wong 王彩倩 | Rep 1, 4 | 2021-12 | 2025-12 |
| Hoi Ka Wong 黃鎧珈 | Rep 1, 4 | 2013-08 | 2025-12 |
| Jennifer Hiu Chee Wong 黃曉姿 | Rep 1, 4 | 2017-06 | 2025-12 |
| Tak Ming Wong 王德明 | Rep 1, 4 | 2023-08 | 2025-12 |
| Nga Ying Cheung 張雅盈 | Rep 1, 4 | 2015-12 | 2025-12 |
| Pui Man Ka 賈佩文 | Rep 1, 4 | 2014-10 | 2025-12 |
| Man Yee Chau 周曼怡 | Rep 1, 4 | 2017-10 | 2025-10 |
| Ka Chun Lau 劉嘉雋 | Rep 1, 4 | 2023-07 | 2025-10 |
| Wun Ning Lau 劉奐寧 | Rep 1, 4 | 2022-11 | 2025-10 |
| Chau Wai Lo 盧秋維 | Rep 1, 4 | 2017-10 | 2025-10 |
| Pui Hung Ng 伍佩雄 | Rep 1, 4 | 2017-11 | 2025-10 |
| Tsun Hei Tse 謝浚希 | Rep 1, 4 | 2022-07 | 2025-10 |
| Po Wun Fung 馮寶媛 | Rep 1 | 2019-08 | 2025-10 |
| Steve Siu Po Chiu 趙小寶 | RO 1, 4 Rep 1 | 2022-12 | 2025-09 |
| Lai Ha Chan 陳麗霞 | Rep 1, 4 | 2024-03 | 2025-07 |
| Hiu Chung Tung 童曉忠 | Rep 1, 4 | 2023-06 | 2025-06 |
| Hilary Hiu Chee Chan 陳曉之 | Rep 1, 4 | 2022-06 | 2025-05 |
| Antonius Chi Cheong Choi 蔡熾昌 | Rep 1, 4 | 2012-05 | 2025-05 |
| Ka Man Pat 畢家雯 | Rep 1, 4 | 2015-09 | 2025-05 |
| Sin Ting Yu 余倩婷 | Rep 1, 4 | 2022-07 | 2025-05 |
| Charles Stephen Anthony Brooke | RO 1, 4 Rep 1 | 2021-11 | 2025-04 |
| Yat Hong Koo 古日康 | Rep 1, 4 | 2017-09 | 2025-01 |
| Wai Mei Man 文慧薇 | Rep 1, 4 | 2017-08 | 2025-01 |
| Chi Nok Lam 林志諾 | Rep 1, 4 | 2024-01 | 2024-12 |
| Yu Cheng Chang 張育誠 | Rep 1 | 2021-09 | 2024-09 |
| Siu Ki Ricky Lee 李兆麒 | Rep 1, 4 | 2022-07 | 2024-09 |
| Wai Joe Tsang 曾煒祖 | Rep 1, 4 | 2023-02 | 2024-09 |
| Derek Ho Yin Ching 程浩賢 | RO 1, 4 Rep 1, 4 | 2016-12 | 2024-09 |
| Chi Kwan Coral Chau 周祉君 | Rep 1, 4 | 2022-07 | 2024-08 |
| Ho Tung Chan 陳浩彤 | Rep 1, 4 | 2019-01 | 2024-08 |
| Joon Young Kim | Rep 1 | 2022-01 | 2024-08 |
| Sai Cheong Loo 盧世昌 | Rep 1, 4 | 2017-12 | 2024-07 |
| Sin Sin Lo 羅倩倩 | Rep 1 | 2020-12 | 2024-05 |
| Hon Kit Andrew Tang 鄧漢傑 | Rep 1, 4 | 2022-06 | 2024-03 |
| Yau Tak Li 李祐德 | Rep 1, 4 | 2023-03 | 2023-10 |
| Wai Ying Wong 黃惠英 | Rep 1, 4 | 2023-03 | 2023-10 |
| Pik Shan Wong 黃碧珊 | Rep 1, 4 | 2022-07 | 2023-06 |
| Suresh Kumar Singh | Rep 1 | 2016-09 | 2023-05 |
| Hiu Tung Tam 譚曉彤 | Rep 1, 4 | 2019-06 | 2023-05 |
| Shui Sum Cheung 張瑞心 | Rep 1, 4 | 2017-11 | 2023-04 |
| Shing Pan Tang 鄧承臏 | Rep 1, 4 | 2019-10 | 2023-04 |
| Tao Ching Chung 鍾道正 | Rep 1, 4 | 2018-07 | 2023-03 |
| Ling Yi Hui 許鈴怡 | Rep 1, 4 | 2022-03 | 2023-01 |
| Ho Lam Chan 陳浩霖 | Rep 1, 4 | 2020-12 | 2022-12 |
| Ki Wai Ho 何琦偉 | Rep 1, 4 | 2017-12 | 2022-09 |
| Kar Wong Lee 李家煌 | Rep 1, 4 | 2021-08 | 2022-09 |
| Chung Him Tam 談仲騫 | Rep 1 | 2021-11 | 2022-09 |
| Daniel Mathias Wang 王奕樑 | Rep 1, 4 | 2022-07 | 2022-09 |
| Pui Ling Peggy Kwok 郭佩玲 | Rep 1, 4 | 2017-10 | 2022-08 |
| Siu Ting Eric Tsang 曾兆霆 | Rep 1, 4 | 2019-05 | 2022-08 |
| Pui Kei Wong 王珮琪 | Rep 1, 4 | 2014-11 | 2022-07 |
| Yuet Yin Chun 秦悅然 | Rep 1, 4 | 2021-12 | 2022-07 |
| Hau Wan Wong 黃巧雲 | Rep 1, 4 | 2020-12 | 2022-07 |
| Solomon Hing Pong Chang 陳興邦 | Rep 1 | 2018-12 | 2022-06 |
| Chun Tung Tony Cheung 章駿東 | Rep 1, 4 | 2020-05 | 2022-06 |
| Man Yee Wu 胡敏兒 | Rep 1, 4 | 2017-10 | 2022-05 |
| Chung Ho Tong 唐重河 | Rep 1, 4 | 2017-07 | 2022-05 |
| Po Man So 蘇寶文 | Rep 1, 4 | 2013-08 | 2022-04 |
| Kin Man Wong 黃健文 | Rep 1, 4 | 2017-05 | 2022-01 |
| Yin Hing Cheung 張燕馨 | Rep 1, 4 | 2020-09 | 2022-01 |
| Alan Ka Lun Liu 廖嘉麟 | Rep 1, 4 | 2021-09 | 2021-11 |
| Man Ching Lee 李文靜 | Rep 1 | 2020-10 | 2021-10 |
| Shuk Kwan Yeung 楊淑君 | Rep 1, 4 | 2014-11 | 2021-09 |
| Tsz Yan Li 李芷恩 | Rep 1, 4 | 2017-01 | 2021-07 |
| Siu Man Chan 陳筱雯 | Rep 1, 4 | 2020-05 | 2021-06 |
| Wai Chi Chow 周煒智 | Rep 1, 4 | 2014-07 | 2021-06 |
| Yu Sum Cheng 鄭宇森 | Rep 1, 4 | 2019-01 | 2021-06 |
| Joyce Tsui Ying Tang 鄧翠凝 | Rep 1, 4 | 2014-10 | 2021-05 |
Showing 1–100 of 204
Other Hong Kong SFC firms with overlapping regulated activities
China International Capital Corporation Hong Kong Securities Limited
CE AEN894 - 1643 staff - 2 shared activity types - 中國國際金融香港證券有限公司
CLSA Limited
CE AAB893 - 1370 staff - 2 shared activity types - 中信里昂證券有限公司
Morgan Stanley Asia Limited
CE AAD291 - 928 staff - 2 shared activity types - 摩根士丹利亞洲有限公司
Goldman Sachs (Asia) L.L.C.
CE ACC536 - 927 staff - 2 shared activity types - 高盛(亞洲)有限責任公司
Huatai Financial Holdings (Hong Kong) Limited
CE AOK809 - 849 staff - 2 shared activity types - 華泰金融控股(香港)有限公司
Nomura International (Hong Kong) Limited
CE AAF742 - 541 staff - 2 shared activity types - 野村國際(香港)有限公司
Citigroup Global Markets Asia Limited
CE AAA137 - 462 staff - 2 shared activity types - 花旗環球金融亞洲有限公司
KGI Asia Limited
CE BKJ214 - 452 staff - 2 shared activity types - 凱基證券亞洲有限公司