Tsz Yan Li
李芷恩
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsz Yan Li (李芷恩), a licensed former licensee with CE reference BIW294. Total licence records on file: 2.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2017-01-23 | 2021-07-19 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2017-01-23 | 2021-07-19 |