Yau Tak Li
李祐德
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yau Tak Li (李祐德), a licensed former licensee with CE reference BPM126. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2023-03-27 | 2023-10-18 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2023-03-27 | 2023-10-18 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2020-03-31 | 2021-12-14 |
| OnePlatform Asset Management Limited 環一資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2020-03-31 | 2021-12-14 |