Siu Ki Ricky Lee
李兆麒
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Siu Ki Ricky Lee (李兆麒), a licensed former licensee with CE reference BOL677. Total licence records on file: 4.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 - Dealing in securities | 2022-07-25 | 2024-09-18 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 - Advising on securities | 2022-07-25 | 2024-09-18 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 - Dealing in securities | 2019-06-19 | 2022-07-03 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 - Advising on securities | 2019-06-19 | 2022-07-03 |