Shing Pan Tang
鄧承臏
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Shing Pan Tang (鄧承臏), a licensed former licensee with CE reference BIW840. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-15 | 2024-11-15 |
| Gain Miles Financial Planning Consultants Limited 駿隆財務策劃顧問有限公司 |
Rep | Type 4 — Advising on securities | 2023-11-15 | 2024-11-15 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 1 — Dealing in securities | 2019-10-02 | 2023-04-11 |
| Principal Investment & Retirement Services Limited 信安投資及退休金服務有限公司 |
Rep | Type 4 — Advising on securities | 2019-10-02 | 2023-04-11 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 1 — Dealing in securities | 2017-01-09 | 2019-08-19 |
| BCT Financial Limited 銀聯金融有限公司 |
Rep | Type 4 — Advising on securities | 2017-01-09 | 2019-08-19 |