CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for CITIC Securities Asset Management (HK) Limited (中信證券資產管理(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ARE947. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 2 - Dealing in futures contracts; 4 - Advising on securities; 9 - Asset management. Current licensed staff on file: 67 (total recorded over time: 174). Earliest licence on file: 2008-08-01.
- Category:
-
Buyside · Asset management
- Registered address:
- 18/F, One Pacific Place, 88 Queensway
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | 2022-09-13 | present |
| Type 2 - Dealing in futures contracts | 2025-05-30 | present |
| Type 4 - Advising on securities | 2008-08-01 | present |
| Type 9 - Asset management | 2008-08-01 | present |
| Type 1 - Dealing in securities | 2014-10-17 | 2018-10-05 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (174)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Xia Cao 曹霞 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | Present |
| Jeremy David Collard | RO 1, 2, 4, 9 Rep 4, 9 | 2018-11 | Present |
| En Tzu Li 李恩慈 | RO 4, 9 Rep 4, 9 | 2019-10 | Present |
| Jing Liu 刘靖 | RO 1, 2, 4, 9 Rep 1, 2, 4, 9 | 2025-08 | Present |
| Jianqiang Xu 許建強 | RO 1, 2, 4, 9 Rep 4, 9 | 2022-07 | Present |
| Zheng Zhang 張正 | RO 1, 4, 9 Rep 4, 9 | 2021-04 | Present |
| Man Ho Au 區文浩 | Rep 1, 2, 4 | 2025-05 | Present |
| Jialin Bai 白嘉霖 | Rep 1, 4, 9 | 2025-08 | Present |
| Ruiting Chen 陈睿婷 | Rep 1, 4, 9 | 2026-01 | Present |
| Tianxing Chen 陈天行 | Rep 4, 9 | 2024-05 | Present |
| Wen Chen 陳文 | Rep 1, 4, 9 | 2021-11 | Present |
| Xiyuan Chen 陈曦园 | Rep 1, 4, 9 | 2024-07 | Present |
| Zhengzhe Chen 陈正哲 | Rep 1, 4, 9 | 2023-10 | Present |
| Chi Hon Choi 蔡志寒 | Rep 4, 9 | 2021-07 | Present |
| Zhirui Du 杜知睿 | Rep 1, 2, 4 | 2021-09 | Present |
| Xiaoyi Feng 馮瀟儀 | Rep 1, 4, 9 | 2026-07 | Present |
| Ran Guo 郭然 | Rep 1, 4, 9 | 2021-11 | Present |
| Ping Hu 胡萍 | Rep 1, 4, 9 | 2021-11 | Present |
| Wentao Hu 胡文韬 | Rep 1, 4, 9 | 2025-09 | Present |
| Jiahua Huang 黄嘉华 | Rep 1, 2, 4 | 2026-06 | Present |
| Kexun Jia 贾可训 | Rep 1, 4, 9 | 2025-09 | Present |
| Yixiao Jiang 江一啸 | Rep 1, 4, 9 | 2026-07 | Present |
| Lei Jing 荆镭 | Rep 1, 4, 9 | 2026-02 | Present |
| Junru Kou 寇君如 | Rep 1, 2, 4 | 2026-06 | Present |
| Joanne Yan-Wah Lau 劉恩華 | Rep 1, 2, 4 | 2022-05 | Present |
| Kotis Cheuk Hin Lee 李綽軒 | Rep 1, 2, 4 | 2025-07 | Present |
| Chen Li 李晨 | Rep 4, 9 | 2023-05 | Present |
| Jingyi Li 李靜怡 | Rep 1, 4, 9 | 2022-10 | Present |
| Mengyi Li 李梦怡 | Rep 4, 9 | 2026-08 | Present |
| Shang Xian Li 李尚賢 | Rep 1, 4 | 2022-05 | Present |
| Shaoqing Li 李少卿 | Rep 1, 2, 4, 9 | 2023-09 | Present |
| Xuan Li 李璇 | Rep 4, 9 | 2024-08 | Present |
| Boyao Liang 梁博堯 | Rep 1, 2, 4 | 2026-04 | Present |
| Sitong Lin 林思佟 | Rep 1, 4, 9 | 2024-03 | Present |
| Wang Lin 林望 | Rep 1, 2, 4, 9 | 2022-09 | Present |
| Yuanfei Ling 凌源飞 | Rep 1, 4, 9 | 2026-06 | Present |
| Liang Liu 劉亮 | Rep 1, 4, 9 | 2025-11 | Present |
| Mengxiao Liu 劉梦晓 | Rep 1, 4, 9 | 2022-04 | Present |
| Qingyang Liu 劉清揚 | Rep 1, 2, 4 | 2025-11 | Present |
| Weiping Liu 刘卫平 | Rep 1, 4, 9 | 2026-03 | Present |
| Qing Lu 盧青 | Rep 1, 2, 4 | 2025-02 | Present |
| Tao Ma 馬韜 | Rep 4, 9 | 2021-10 | Present |
| Yuwei Ma 馬雨微 | Rep 1, 4, 9 | 2021-11 | Present |
| Bo Qin 秦渤 | Rep 1, 2, 4 | 2023-10 | Present |
| Ning Shang 尚宁 | Rep 4, 9 | 2020-11 | Present |
| Yiding Shen 沈一丁 | Rep 1, 2, 4 | 2021-08 | Present |
| Jung Hun Song 宋政訓 | Rep 1, 2, 4 | 2021-08 | Present |
| Xuanhao Su 苏炫昊 | Rep 4, 9 | 2026-01 | Present |
| Yisi Sun 孙逸思 | Rep 1, 2, 4 | 2025-09 | Present |
| Jude Ho Yin Tam 譚顥賢 | Rep 1, 2, 4 | 2020-08 | Present |
| Ningyuan Tang 湯宁遠 | Rep 1, 2, 4, 9 | 2024-10 | Present |
| Alfred Kar Yin Truong 張家賢 | Rep 1, 2, 4 | 2024-12 | Present |
| Liu Wang 王劉 | Rep 1, 2, 4 | 2025-11 | Present |
| Lukuan Wang 王路宽 | Rep 1, 4, 9 | 2026-08 | Present |
| Menglin Wei 韋孟霖 | Rep 9 | 2026-04 | Present |
| Weibai Xiao 肖偉柏 | Rep 1, 2, 4 | 2026-08 | Present |
| Jia Xu 徐佳 | Rep 1, 2, 4 | 2026-05 | Present |
| Jing Xu 許靖 | Rep 4, 9 | 2024-11 | Present |
| Junquan Xu 徐雋泉 | Rep 1, 2, 4 | 2024-07 | Present |
| Feifan Xue 薛飞帆 | Rep 9 | 2026-02 | Present |
| Zhebin Yang 杨哲彬 | Rep 1, 4 | 2024-07 | Present |
| Zhengyu Yang 杨正宇 | Rep 1, 4, 9 | 2025-08 | Present |
| Zhifan Yang 楊之帆 | Rep 9 | 2026-01 | Present |
| Minrui Zeng 曾旻睿 | Rep 4, 9 | 2025-04 | Present |
| Hang Zhao 趙航 | Rep 1, 4, 9 | 2026-06 | Present |
| Yu Zheng 鄭煜 | Rep 1, 4, 9 | 2025-11 | Present |
| Xuan Zhou 周璇 | Rep 1, 2, 4, 9 | 2021-06 | Present |
| Zian Chen 陳梓安 | Rep 1, 2, 4, 9 | 2024-08 | 2026-06 |
| Xinyi Liang 梁欣仪 | Rep 1, 2, 4 | 2022-05 | 2026-03 |
| Wenjing Yang 楊文婧 | Rep 1, 4, 9 | 2021-12 | 2026-03 |
| Tina Yi Mei Ho 何伊薇 | Rep 1, 2, 4 | 2024-09 | 2026-01 |
| Sehyun Choi | Rep 1, 2, 4 | 2023-12 | 2025-11 |
| Fanfei Xu 許凡非 | Rep 1, 4, 9 | 2024-06 | 2025-10 |
| Mingxiao Sui 隋明晓 | Rep 1, 4, 9 | 2024-12 | 2025-10 |
| Yuk Hin Yau 丘旭軒 | Rep 1, 4, 9 | 2024-08 | 2025-10 |
| Jiakang Cheng 程家康 | Rep 1, 4, 9 | 2024-11 | 2025-09 |
| Haokun Yang 楊昊堃 | Rep 1, 4, 9 | 2021-12 | 2025-08 |
| Yichen Zhu 朱懿琛 | Rep 1, 4, 9 | 2015-04 | 2025-08 |
| Xinguo Liu 劉新國 | RO 1, 4, 9 Rep 4, 9 | 2019-02 | 2025-06 |
| Guoqin Huang 黃國欽 | Rep 1, 4 | 2024-06 | 2025-06 |
| Zehuan Li 李澤環 | Rep 1, 4 | 2021-08 | 2025-04 |
| Jianning Sun 孙建宁 | Rep 1, 4 | 2024-02 | 2025-01 |
| Tsz Ho Wong 黃梓皓 | Rep 1, 4 | 2022-09 | 2024-10 |
| Gang Li 李綱 | Rep 1, 4, 9 | 2022-09 | 2024-08 |
| Yipeng Yu 于毅鵬 | Rep 1, 4, 9 | 2022-05 | 2024-08 |
| Yingyun Jiang 蔣穎云 | Rep 4, 9 | 2020-11 | 2024-02 |
| Cheong Lau 劉暢 | Rep 1, 4 | 2020-08 | 2024-02 |
| Kin Pui Lai 黎建培 | Rep 4 | 2022-05 | 2022-11 |
| Wing Chow 周穎 | RO 1, 4, 9 Rep 4, 9 | 2020-11 | 2022-10 |
| Siu Chung Mak 麥兆忠 | Rep 4, 9 | 2021-02 | 2022-10 |
| Xiaoxi Yang | Rep 4, 9 | 2020-02 | 2022-05 |
| Zijun Xu 徐紫珺 | Rep 4, 9 | 2021-10 | 2022-05 |
| Enyu Liu 劉恩予 | Rep 4, 9 | 2021-03 | 2022-01 |
| Yue Jiang 姜越 | Rep 4 | 2021-04 | 2021-11 |
| Tianyi Shao 邵天一 | Rep 4 | 2021-01 | 2021-08 |
| Allen G Sing 甄浩然 | RO 4, 9 Rep 4, 9 | 2017-03 | 2021-01 |
| Guangming Liu 劉廣明 | RO 1, 4, 9 Rep 1, 4, 9 | 2014-03 | 2020-03 |
| Tau Hing Lam 林斗興 | Rep 4, 9 | 2019-09 | 2019-11 |
| Lachlan Gordon Campbell 甘樂林 | RO 4, 9 Rep 1, 4, 9 | 2018-02 | 2019-01 |
| Eugene Yow Seng Hsiao | Rep 4, 9 | 2017-09 | 2018-12 |
Showing 1–100 of 174
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