Yiding Shen
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Yiding Shen (沈一丁), a licensed Representative with CE reference BQC196. Currently licensed at 3 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited, CLSA Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 6.2 years of SFC licence history. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2025-08-20 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2023-10-19 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2021-10-04 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2021-08-23 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-04 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 - Dealing in securities | 2020-09-04 | present |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Yiding Shen during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one.