Jude Ho Yin Tam
譚顥賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jude Ho Yin Tam (譚顥賢), CE reference ALA228. Currently licensed at 3 firm(s): CITIC Securities Asset Management (HK) Limited, CITIC Securities International Global Markets Limited, CLSA Limited. Total licence records on file: 10.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-09-29 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-11-20 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2020-08-10 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-07-10 | present |
| CLSA Limited 中信里昂證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-08-04 | present |
| Nomura Securities (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2010-02-03 | 2013-05-31 |
| Nomura Securities (Hong Kong) Limited | Rep | Type 1 — Dealing in securities | 2004-12-03 | 2013-05-31 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2004-07-26 | 2017-04-05 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2004-07-26 | 2017-04-05 |
| Nomura Futures (Hong Kong) Limited | Rep | Type 2 — Dealing in futures contracts | 2004-07-26 | 2010-02-19 |