Zhifan Yang
楊之帆
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Zhifan Yang (楊之帆), CE reference BGV223. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Total licence records on file: 15.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2026-01-28 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2025-08-19 | 2026-02-12 |
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 4 — Advising on securities | 2023-05-17 | 2025-07-31 |
| NeoSpective Capital Limited 聯裕資本有限公司 |
RO | Type 9 — Asset management | 2023-05-17 | 2025-07-31 |
| NeoSpective Capital Limited 聯裕資本有限公司 |
Rep | Type 4 — Advising on securities | 2023-04-17 | 2023-05-17 |
| NeoSpective Capital Limited 聯裕資本有限公司 |
Rep | Type 9 — Asset management | 2023-04-17 | 2023-05-17 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 4 — Advising on securities | 2021-04-15 | 2023-02-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 5 — Advising on futures contracts | 2021-04-15 | 2023-02-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
RO | Type 9 — Asset management | 2021-04-15 | 2023-02-27 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 5 — Advising on futures contracts | 2020-01-15 | 2021-04-15 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 4 — Advising on securities | 2020-01-02 | 2021-04-15 |
| ICBC Asset Management (Global) Company Limited 工銀資管(全球)有限公司 |
Rep | Type 9 — Asset management | 2020-01-02 | 2021-04-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 1 — Dealing in securities | 2016-01-13 | 2019-11-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 4 — Advising on securities | 2016-01-13 | 2019-11-15 |
| Bosera Asset Management (International) Co., Limited 博時基金(國際)有限公司 |
Rep | Type 9 — Asset management | 2016-01-13 | 2019-11-15 |