Jianqiang Xu

許建強
CE No. BAJ277 Active

This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Jianqiang Xu (許建強), CE reference BAJ277. Currently licensed at 4 firm(s): CITIC Securities International Global Markets Limited, CITIC Securities Asset Management (HK) Limited, CITIC Securities Brokerage (HK) Limited, CITIC Securities Futures (HK) Limited. Total licence records on file: 18.

Licence history

FirmRoleRegulated activityFromTo
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
RO Type 4 — Advising on securities 2025-07-10 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
RO Type 2 — Dealing in futures contracts 2025-05-30 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
RO Type 1 — Dealing in securities 2023-02-01 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
RO Type 4 — Advising on securities 2022-11-04 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
RO Type 9 — Asset management 2022-11-04 present
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RO Type 4 — Advising on securities 2019-10-09 present
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
RO Type 1 — Dealing in securities 2018-08-14 present
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2018-08-14 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
RO Type 1 — Dealing in securities 2018-01-29 present
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
RO Type 2 — Dealing in futures contracts 2018-01-29 present
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 4 — Advising on securities 2022-07-11 2022-11-04
CITIC Securities Asset Management (HK) Limited
中信證券資產管理(香港)有限公司
Rep Type 9 — Asset management 2022-07-11 2022-11-04
CLSA Limited
中信里昂證券有限公司
RO Type 1 — Dealing in securities 2019-10-09 2020-05-06
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
RO Type 2 — Dealing in futures contracts 2017-07-17 2018-01-30
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 1 — Dealing in securities 2017-06-26 2018-01-29
CITIC Securities International Global Markets Limited
中信證券國際全球市場有限公司
Rep Type 2 — Dealing in futures contracts 2017-06-26 2018-01-29
CITIC Securities Futures (HK) Limited
中信証券期貨(香港)有限公司
Rep Type 2 — Dealing in futures contracts 2013-04-18 2017-07-17
CITIC Securities Brokerage (HK) Limited
中信証券經紀(香港)有限公司
Rep Type 1 — Dealing in securities 2012-10-29 2017-06-25

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