Ran Guo
郭然
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ran Guo (郭然), CE reference BRW326. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2023-01-16 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2021-11-18 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 — Asset management | 2021-11-18 | present |