Kin Pui Lai
黎建培
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Pui Lai (黎建培), CE reference BMS565. Currently licensed at 1 firm(s): CITIC Securities International Global Markets Limited. Total licence records on file: 9.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2025-01-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2025-01-20 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 4 — Advising on securities | 2025-01-20 | present |
| GROW Asset Management (HK) Limited |
Rep | Type 4 — Advising on securities | 2023-12-13 | 2024-12-16 |
| GROW Asset Management (HK) Limited |
Rep | Type 9 — Asset management | 2023-12-13 | 2024-12-16 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 — Advising on securities | 2022-05-18 | 2022-11-22 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2021-06-21 | 2023-11-07 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 — Dealing in securities | 2021-05-25 | 2023-11-07 |
| Nomura International (Hong Kong) Limited 野村國際(香港)有限公司 |
Rep | Type 1 — Dealing in securities | 2018-04-16 | 2021-05-06 |