En Tzu Li
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for En Tzu Li (李恩慈), a licensed Responsible Officer with CE reference BNC713. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 8.0 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 4 - Advising on securities | 2021-06-23 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
RO | Type 9 - Asset management | 2021-06-23 | present |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2019-11-26 | 2021-05-31 |
| CITIC Securities International Global Markets Limited 中信證券國際全球市場有限公司 |
Rep | Type 1 - Dealing in securities | 2019-10-28 | 2021-05-31 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2019-10-28 | 2021-06-23 |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2019-10-28 | 2021-06-23 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 1 - Dealing in securities | 2018-07-27 | 2019-10-08 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 4 - Advising on securities | 2018-07-27 | 2019-10-08 |
| BC Global Asset Management Limited 拔萃國際資產管理有限公司 |
Rep | Type 9 - Asset management | 2018-07-27 | 2019-10-08 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as En Tzu Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.