Xuan Li
李璇
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Xuan Li (李璇), a licensed Representative with CE reference ARI945. Currently licensed at 1 firm(s): CITIC Securities Asset Management (HK) Limited. Active regulated activities: Type 4 - Advising on securities; Type 9 - Asset management. This person has 16.8 years of SFC licence history. Total licence records on file: 6.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2024-08-02 | present |
| CITIC Securities Asset Management (HK) Limited 中信證券資產管理(香港)有限公司 |
Rep | Type 9 - Asset management | 2024-08-02 | present |
| Citigroup Global Markets Asia Limited 花旗環球金融亞洲有限公司 |
Rep | Type 4 - Advising on securities | 2016-03-01 | 2023-09-06 |
| Morgan Stanley Hong Kong Securities Limited | Rep | Type 2 - Dealing in futures contracts | 2012-01-09 | 2015-11-26 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 7 - Providing automated trading services | 2010-03-10 | 2013-09-05 |
| Morgan Stanley Asia Limited 摩根士丹利亞洲有限公司 |
Rep | Type 1 - Dealing in securities | 2008-07-23 | 2015-11-26 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Xuan Li during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.