Emperor Corporate Finance Limited

英皇企業融資有限公司

CE No. ADG809 Licensed corporation Active

Information

Summary:: This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Emperor Corporate Finance Limited (英皇企業融資有限公司), a Hong Kong-based licensed corporation with CE reference ADG809. Currently licensed for regulated activity type(s) 1 - Dealing in securities; 6 - Advising on corporate finance. Current licensed staff on file: 7 (total recorded over time: 48). Earliest licence on file: 2006-05-30.
Category:: Sell side · Investment banking ?
Registered address:: 23/F, Emperor Group Centre, 288 Hennessy Road, Wanchai
Website:
LinkedIn:

Licence history

Activity	From	To
Type 1 - Dealing in securities	2009-12-24	present
Type 6 - Advising on corporate finance	Pre-2003	present
Type 1 - Dealing in securities	Pre-2003	2007-04-20
Type 4 - Advising on securities	Pre-2003	2007-04-20
Type 9 - Asset management	2006-05-30	2006-12-08

Licensed staff trend

- Total licensed staff, all activities

Explore this firm’s talent flow →

Licensed staff (all-time) (48)

Active on date RO only

Name	Activities	First licensed	To
Yiu Nam Chan 陳耀南	RO 1, 6 Rep 1, 6	2011-07	Present
Louisa Suk Hing Choi 蔡淑卿	RO 1, 6 Rep 4, 6	Pre-2003	Present
King Pan Wong 王琼斌	RO 6 Rep 1, 6	2014-04	Present
Wai Hin Kam 甘偉軒	Rep 1, 6	2021-02	Present
Hui Fat Lee 李煦發	Rep 1, 6	2019-02	Present
Hei Yin Arthur Liu 廖希彥	Rep 1, 6	2018-05	Present
Po Yee Ng 吳寶儀	Rep 1, 6	2026-06	Present
Yui Chit Jeffrey Tam 譚睿哲	Rep 6	2023-12	2025-11
Yick Yi Hydon Or 柯奕而	Rep 1, 6	2021-06	2025-10
Pearl Chan 陳佩斯	RO 6 Rep 4, 6	Pre-2003	2025-07
Hoi Ting Li 李凱婷	Rep 1, 6	2024-05	2025-07
Joseph Jason Wan 尹宸賢	Rep 1, 6	2025-05	2025-06
Yuk Yu Kong 江玉茹	Rep 6	2023-06	2024-01
Patrick Wong 王崇珀	RO 1, 6 Rep 1, 6	2022-03	2023-10
Weilin Shen 沈煒霖	Rep 1, 6	2023-07	2023-07
Vanessa Man Seung Fan 范敏嫦	RO 1, 4, 6 Rep 1, 6	Pre-2003	2023-02
Chi Luen Mou 繆志聯	Rep 6	2005-05	2022-01
Jie Li 李捷	Rep 1, 6	2018-05	2020-03
Chun Hin Chin 錢振軒	Rep 1, 6	2013-05	2020-01
Shek Wah Chan 陳錫華	RO 1, 6	2011-11	2019-08
Kin Hang Man 文建衡	Rep 1, 6	2016-11	2019-06
Xintong Huo 霍薪同	Rep 1, 6	2017-07	2018-10
Fei Fan Tommy Ko 高飛帆	Rep 1, 6	2017-04	2018-04
Dave Diu 刁麒成	Rep 1, 6	2016-11	2017-06
Kit Ying Law 羅潔盈	Rep 1, 6	2014-05	2017-04
Ka Sing Wong 黃家昇	Rep 1, 6	2014-09	2017-04
Rui Li 李睿	Rep 1, 6	2015-08	2017-03
Mo Yin Chan 陳慕賢	Rep 1, 6	2011-05	2016-05
Wing See Wong 王詠思	Rep 1, 6	2012-02	2014-06
Wendy Wing Yin Liu 廖穎賢	Rep 1, 6	2012-07	2014-03
Kwan Kit Chau 周均傑	Rep 1, 6	2011-03	2014-03
Tsz Chung Pang 彭子聰	Rep 1, 6	2007-09	2012-06
Yomie Yu Man Leung 梁瑀紋	Rep 1, 6	2010-06	2011-10
Ivy Fung Lin Mok 莫鳳蓮	RO 1, 6	Pre-2003	2011-07
Chanan Yen 霍震南	Rep 6	2010-06	2011-01
Angel Kwok Yen Ip 葉國欣	Rep 1, 6	2010-04	2010-04
Margaret Wan Men Wong 黃蘊文	Rep 6	2007-09	2008-06
Wai Hung Wong 黃偉紅	Rep 4, 6	2003-09	2008-02
Kin Wa Lam 林建華	RO 4	2007-02	2007-03
Man Ying Yue 虞文英	RO 6 Rep 4, 6	2004-08	2007-01
Chi Hung Wong 黃梓雄	RO 4	2005-11	2006-11
Kelvin Keung 姜登華	RO 1, 9	2005-12	2006-10
Sau Hoi Yip 葉秀開	RO 9	2006-05	2006-10
Kwan Ho Lui 呂君皓	Rep 4, 6	2006-06	2006-10
Kam Hing Chan 陳錦興	RO 4	2004-10	2005-10
Chi Ho Yick 易智豪	Rep 4, 6	2003-06	2005-03
Hok Kam Wong 汪學金	Rep 4	2003-08	2004-05
Johnny Wing Fai Tam 譚永輝	RO 4, 6	Pre-2003	2003-09