Hei Yin Arthur Liu
廖希彥
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Hei Yin Arthur Liu (廖希彥), CE reference BGQ476. Currently licensed at 1 firm(s): Emperor Corporate Finance Limited. Total licence records on file: 8.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2018-05-25 | present |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2018-05-25 | present |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 1 — Dealing in securities | 2017-07-17 | 2017-10-01 |
| Ever-Long Securities Company Limited 長雄證券有限公司 |
Rep | Type 6 — Advising on corporate finance | 2017-07-17 | 2017-10-01 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 1 — Dealing in securities | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 4 — Advising on securities | 2015-12-21 | 2017-06-23 |
| Oshidori Corporate Finance Limited 威華達融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2015-12-21 | 2017-06-23 |
| Oshidori Securities Limited 威華達證券有限公司 |
Rep | Type 9 — Asset management | 2015-12-21 | 2017-06-23 |