Vanessa Man Seung Fan
范敏嫦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Vanessa Man Seung Fan (范敏嫦), a licensed former licensee with CE reference AAM419. Total licence records on file: 18.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2023-02-20 | 2023-02-20 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2023-02-20 | 2023-02-20 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 — Dealing in securities | 2009-12-24 | 2023-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | 2008-05-09 | 2017-08-15 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | 2008-05-09 | 2023-02-01 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | 2008-05-09 | 2017-08-15 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | 2008-05-09 | 2023-02-01 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-03-31 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 1 — Dealing in securities | present | 2007-03-31 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 2 — Dealing in futures contracts | present | 2007-04-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 4 — Advising on securities | present | 2007-04-20 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 4 — Advising on securities | present | 2007-04-20 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 5 — Advising on futures contracts | present | 2007-04-20 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2023-02-20 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 6 — Advising on corporate finance | present | 2004-08-24 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 7 — Providing automated trading services | present | 2004-08-24 |
| Emperor Futures Limited 英皇期貨有限公司 |
RO | Type 9 — Asset management | present | 2004-08-24 |
| Emperor Securities Limited 英皇證券有限公司 |
RO | Type 9 — Asset management | present | 2004-08-24 |