Ivy Fung Lin Mok
莫鳳蓮
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Ivy Fung Lin Mok (莫鳳蓮), a licensed former licensee with CE reference ACZ601. This person has 8.3 years of SFC licence history. Total licence records on file: 3.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 - Dealing in securities | 2009-12-24 | 2011-07-01 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 1 - Dealing in securities | Pre-2003 | 2007-03-31 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
RO | Type 6 - Advising on corporate finance | Pre-2003 | 2011-07-01 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Ivy Fung Lin Mok during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.