Chi Luen Mou
繆志聯
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Luen Mou (繆志聯), a licensed former licensee with CE reference AAE063. This person has 18.8 years of SFC licence history. Total licence records on file: 9.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-05-12 | 2022-01-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 4 - Advising on securities | 2003-12-19 | 2022-01-31 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-12-19 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 9 - Asset management | 2003-12-19 | 2005-03-02 |
| Emperor Securities Limited 英皇證券有限公司 |
Rep | Type 1 - Dealing in securities | 2003-08-25 | 2022-01-31 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-05 |
| Open Securities Limited 開盤證券有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-05 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Luen Mou during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.