Kwan Kit Chau
周均傑
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kwan Kit Chau (周均傑), a licensed former licensee with CE reference ARB165. Total licence records on file: 12.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2020-10-05 | 2023-01-03 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2020-08-25 | 2023-01-03 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
Rep | Type 6 — Advising on corporate finance | 2020-08-25 | 2020-10-05 |
| Arta Global Markets Limited 裕承環球巿場有限公司 |
Rep | Type 1 — Dealing in securities | 2018-01-03 | 2020-03-06 |
| Arta Corporate Advisory Limited 裕承企業顧問有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-09-05 | 2020-03-06 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 1 — Dealing in securities | 2017-01-09 | 2017-07-31 |
| DL SECURITIES (HK) LIMITED 德林證券(香港)有限公司 |
RO | Type 6 — Advising on corporate finance | 2017-01-09 | 2017-07-31 |
| Quam Capital Limited 華富建業企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2014-03-24 | 2015-07-02 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2011-10-10 | 2014-03-04 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2011-03-18 | 2014-03-04 |
| Yuanta Asia Investment (Hong Kong) Limited 元大亞洲投資(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2010-03-17 | 2011-03-09 |
| Polaris Capital (Asia) Limited 寶來資本(亞洲)有限公司 |
Rep | Type 6 — Advising on corporate finance | 2008-06-25 | 2010-03-11 |