Dave Diu
刁麒成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dave Diu (刁麒成), a licensed former licensee with CE reference BIN437. Total licence records on file: 3.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crescendo Capital Limited 薈盛融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2019-01-18 | 2019-10-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 — Dealing in securities | 2016-11-09 | 2017-06-09 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 — Advising on corporate finance | 2016-11-09 | 2017-06-09 |