Dave Diu
刁麒成
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Dave Diu (刁麒成), a licensed former licensee with CE reference BIN437. This person has 1.3 years of SFC licence history. Total licence records on file: 3.
Information
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- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Crescendo Capital Limited 薈盛融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2019-01-18 | 2019-10-08 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 1 - Dealing in securities | 2016-11-09 | 2017-06-09 |
| Emperor Corporate Finance Limited 英皇企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | 2016-11-09 | 2017-06-09 |
Worked alongside
The 16 closest colleagues, strongest tie first — individuals licensed at the same firm as Dave Diu during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.
| Name | Shared firm | Overlap |
|---|---|---|
| Helen Hoi Yan Fan | Crescendo Capital Limited | 2019 |
| Wing Yee Tsang | Crescendo Capital Limited | 2019 |
| Ka Ki Yip | Crescendo Capital Limited | 2019 |
| Yiu Nam Chan | Emperor Corporate Finance Limited | 2016–2017 |
| King Pan Wong | Emperor Corporate Finance Limited | 2016–2017 |
| Shek Wah Chan | Emperor Corporate Finance Limited | 2016–2017 |
| Chun Hin Chin | Emperor Corporate Finance Limited | 2016–2017 |
| Kin Hang Man | Emperor Corporate Finance Limited | 2016–2017 |
| Louisa Suk Hing Choi | Emperor Corporate Finance Limited | 2016–2017 |
| Vanessa Man Seung Fan | Emperor Corporate Finance Limited | 2016–2017 |
| Kit Ying Law | Emperor Corporate Finance Limited | 2016–2017 |
| Ka Sing Wong | Emperor Corporate Finance Limited | 2016–2017 |
| Chi Luen Mou | Emperor Corporate Finance Limited | 2016–2017 |
| Rui Li | Emperor Corporate Finance Limited | 2016–2017 |
| Pearl Chan | Emperor Corporate Finance Limited | 2016–2017 |
| Fei Fan Tommy Ko | Emperor Corporate Finance Limited | 2017 |