TIS Securities (HK) Limited
金鼎綜合證券(香港)有限公司
Information
- Summary:
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for TIS Securities (HK) Limited (金鼎綜合證券(香港)有限公司), a Hong Kong-based licensed corporation with CE reference ACF696. Current licensed staff on file: 0 (total recorded over time: 53). Earliest licence on file: 2005-01-21.
- Category:
- Not categorized yet
- Registered address:
- N/A
- Website:
- LinkedIn:
Licence history
| Activity | From | To |
|---|---|---|
| Type 1 - Dealing in securities | Pre-2003 | 2012-06-28 |
| Type 2 - Dealing in futures contracts | 2005-01-21 | 2012-06-28 |
| Type 4 - Advising on securities | Pre-2003 | 2012-06-28 |
| Type 6 - Advising on corporate finance | Pre-2003 | 2012-06-28 |
| Type 7 - Providing automated trading services | Pre-2003 | 2005-01-20 |
| Type 9 - Asset management | Pre-2003 | 2005-01-20 |
Licensed staff trend
-
Total licensed staff, all activities
Licensed staff (all-time) (53)
Active on date
| Name | Activities | First licensed | To |
|---|---|---|---|
| Yazhong Su 蘇亞中 | RO 1, 6 | 2010-05 | 2011-12 |
| Chi Ching Tai 戴吉慶 | RO 1, 2, 4, 6, 7, 9 | Pre-2003 | 2010-05 |
| Chien Chih Chen 陳建智 | Rep 4 | 2009-02 | 2009-03 |
| Tsorng-Huey Hwang 黃琮惠 | RO 1, 4 Rep 1, 6 | 2003-12 | 2008-10 |
| Henry Hing Vie Kwok 郭慶威 | RO 6 Rep 1, 6 | 2005-02 | 2008-10 |
| Wei-Kuo Yeh 葉為國 | RO 1, 2, 4 | 2005-03 | 2008-10 |
| Wai Keung Kwok 郭偉強 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-04 |
| Ngai Fung Lam 林羿鋒 | RO 1, 4, 6, 7, 9 | Pre-2003 | 2007-04 |
| Yim Yim Chan 陳艷艷 | Rep 1 | 2005-06 | 2007-01 |
| Aaron Chi Ho Ho 何志豪 | Rep 1, 2 | 2005-10 | 2007-01 |
| Hung Tim Ho 何雄添 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2007-01 |
| Wei-Chih Cheng 鄭偉智 | Rep 1 | 2005-07 | 2006-12 |
| Wen-Tang Hsu 許文堂 | Rep 1 | 2006-07 | 2006-12 |
| Ching-I Tu 凃靜宜 | Rep 1 | 2006-07 | 2006-12 |
| Ping-Chieh Wu 吳品潔 | Rep 1 | 2005-07 | 2006-12 |
| Chien-Yi Yang 楊建億 | Rep 1 | 2006-07 | 2006-12 |
| Fung Nga Ng 吳豐雅 | RO 4 Rep 4, 6, 9 | Pre-2003 | 2006-12 |
| Chi Wai Tang 鄧志偉 | Rep 1, 2 | 2006-03 | 2006-11 |
| Sai Leung Cheung 張世亮 | RO 1, 4, 6, 7, 9 Rep 2 | Pre-2003 | 2006-09 |
| Wai Kit Cheung 張偉傑 | RO 2 Rep 1, 2 | 2004-06 | 2006-09 |
| Chor Yam Law 羅楚欽 | RO 1, 2 | 2005-01 | 2006-09 |
| Selina Yuen Yee Mak 麥婉儀 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-09 |
| Kim Pan Man 文劍斌 | Rep 2 | 2005-11 | 2006-09 |
| Chi Ming Wan 溫智明 | Rep 2 | 2006-02 | 2006-09 |
| Chau Ping Wong 黃秋萍 | Rep 1 | 2003-06 | 2006-09 |
| Seng In Wong 黃星賢 | Rep 1, 2, 4, 6, 7, 9 | Pre-2003 | 2006-09 |
| Bruce Hiu Ping Yam 任曉平 | Rep 1, 2 | 2005-11 | 2006-09 |
| Zi-Ping Huang 黃子蘋 | Rep 1 | 2005-11 | 2006-09 |
| Wan Po Lau 劉雲浦 | RO 6 Rep 6 | 2004-05 | 2006-08 |
| Wai Kuen Leung 梁偉權 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2006-07 |
| Kevin Ka Leung Chan 陳家良 | RO 1, 6 Rep 1, 6 | 2005-08 | 2006-04 |
| Kim Ling Chan 陳劍陵 | RO 6 Rep 4, 6 | 2005-06 | 2006-04 |
| Kam Wah Wong 黃錦華 | Rep 4, 6 | 2005-06 | 2006-04 |
| Johnny Shing Kwan Lai 黎成坤 | Rep 4 | 2005-08 | 2006-04 |
| Yi Cheng Chang 張奕崢 | Rep 6 | 2006-01 | 2006-03 |
| Devin Wa Yeung Ng 吳樺楊 | Rep 2 | 2005-03 | 2005-11 |
| Chor Kei Chan 陳楚基 | Rep 2 | 2005-03 | 2005-10 |
| Anthony Chuen Wah Sun 孫村華 | RO 1 Rep 1, 6 | 2005-02 | 2005-09 |
| Yiu Cheung Poon 潘耀祥 | Rep 1, 2 | 2005-03 | 2005-08 |
| Raymond Suk Ngao Tang 鄧叔翱 | RO 6 Rep 6 | 2003-10 | 2005-08 |
| Mark Ye Lam Tan 陳毅男 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2005-06 |
| Steve Tang Hon Kwok 郭騰瀚 | RO 4 | 2003-04 | 2005-05 |
| Andy Wai Kit Chan 陳偉傑 | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| Monique W. Ho 何穎怡 | Rep 4, 6, 9 | Pre-2003 | 2005-02 |
| Wai Chung 鍾尉 | RO 6 | Pre-2003 | 2005-01 |
| Dennis Wai Fu Chan 陳慧富 | Rep 1 | 2004-05 | 2004-11 |
| Kin Ngan 顏乾 | Rep 4, 6, 9 | Pre-2003 | 2004-10 |
| Tat Sang Au 區達生 | Rep 1, 4, 6, 7, 9 | Pre-2003 | 2004-10 |
| Pauline Du 杜蕙林 | Rep 4, 6 | 2003-08 | 2004-09 |
| Vivia Wai Ming Tong 唐慧明 | Rep 4, 6, 9 | Pre-2003 | 2004-05 |
| Fung Lan Au 歐鳳蘭 | Rep 4, 6, 9 | Pre-2003 | 2004-01 |
| Wing Tak Tsui 徐永得 | Rep 4, 6, 9 | Pre-2003 | 2003-10 |
| Shuang Liu 劉爽 | Rep 4, 6, 9 | Pre-2003 | 2003-05 |
Showing 1–53 of 53