Tsorng-Huey Hwang
黃琮惠
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Tsorng-Huey Hwang (黃琮惠), a licensed former licensee with CE reference AJD698. This person has 8.2 years of SFC licence history. Total licence records on file: 7.
Information
- LinkedIn:
- Email:
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Preferred Investment Advisors (H.K.) Limited 保富投資顧問(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2012-03-01 | 2012-09-18 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 1 - Dealing in securities | 2009-02-20 | 2011-11-30 |
| Waterland Securities (HK) Company Limited 國票證券(香港)股份有限公司 |
RO | Type 4 - Advising on securities | 2009-02-20 | 2011-11-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 4 - Advising on securities | 2008-05-28 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 1 - Dealing in securities | 2007-09-06 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-11-29 | 2008-10-31 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2003-12-04 | 2007-09-06 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Tsorng-Huey Hwang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.