Seng In Wong
黃星賢
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Seng In Wong (黃星賢), a licensed former licensee with CE reference ACR261. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 — Dealing in futures contracts | 2006-04-11 | 2006-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 — Dealing in securities | present | 2006-09-30 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2005-01-17 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2005-01-17 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 7 — Providing automated trading services | present | 2005-01-17 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2005-01-17 |