Kin Ngan
顏乾
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Kin Ngan (顏乾), CE reference AFS715. Currently licensed at 1 firm(s): Cinda International Securities Limited. Total licence records on file: 6.
Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Cinda International Securities Limited 信達國際證券有限公司 |
Rep | Type 1 — Dealing in securities | 2012-12-07 | present |
| Yu On Securities Company Limited 裕安證券有限公司 |
Rep | Type 1 — Dealing in securities | 2005-03-03 | 2012-12-01 |
| CVP Securities Limited 星火證券有限公司 |
Rep | Type 1 — Dealing in securities | 2004-10-19 | 2005-03-02 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 — Advising on securities | present | 2004-10-18 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 — Advising on corporate finance | present | 2004-07-21 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 9 — Asset management | present | 2004-07-21 |