Wan Po Lau
劉雲浦
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Wan Po Lau (劉雲浦), a licensed former licensee with CE reference AGS501. This person has 19.7 years of SFC licence history. Total licence records on file: 13.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Glory Sun Securities Limited 寶新證券有限公司 |
RO | Type 6 - Advising on corporate finance | 2019-05-20 | 2024-01-04 |
| Huabang Corporate Finance Limited 華邦融資有限公司 |
RO | Type 6 - Advising on corporate finance | 2016-06-21 | 2019-02-28 |
| Haitong International Capital Limited 海通國際資本有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-04-27 | 2015-11-30 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2010-03-02 | 2015-11-30 |
| Haitong International Capital (HK) Limited 海通國際融資(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2010-01-28 | 2010-03-02 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
RO | Type 6 - Advising on corporate finance | 2008-10-30 | 2010-01-20 |
| CMB International Capital Holdings Corporation Limited 招銀國際金融控股有限公司 |
Rep | Type 6 - Advising on corporate finance | 2008-09-16 | 2008-10-30 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2006-10-16 | 2008-09-01 |
| KGI Capital (Hong Kong) Limited 凱基金融(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-08-15 | 2006-10-16 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2006-04-13 | 2006-08-11 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
RO | Type 6 - Advising on corporate finance | 2005-08-31 | 2006-04-13 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2004-05-19 | 2005-08-31 |
| Core Pacific-Yamaichi Capital Limited 京華山一企業融資有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-02-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Wan Po Lau during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.