Pauline Du
杜蕙林
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Pauline Du (杜蕙林), a licensed former licensee with CE reference ACN133. This person has 7.8 years of SFC licence history. Total licence records on file: 12.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-07 | 2011-05-16 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 4 - Advising on securities | 2005-01-07 | 2006-11-26 |
| Huajin Corporate Finance (International) Limited 華金融資(國際)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-07 | 2011-05-16 |
| WAG Financial Services Group Limited 華高金融服務有限公司 |
Rep | Type 6 - Advising on corporate finance | 2005-01-07 | 2006-11-26 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 4 - Advising on securities | 2003-08-20 | 2004-09-22 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 6 - Advising on corporate finance | 2003-08-20 | 2004-09-22 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2003-08-20 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2003-08-20 |
| JS Cresvale Capital Limited 日盛嘉富資本有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-20 |
| JS Cresvale Securities International Limited 日盛嘉富證券國際有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2003-08-20 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Pauline Du during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.