Chi Wai Tang
This page summarises the Hong Kong Securities and Futures Commission (SFC) public register record for Chi Wai Tang (鄧志偉), a licensed Representative with CE reference AAA992. Currently licensed at 1 firm(s): BOCI Securities Limited. Active regulated activities: Type 1 - Dealing in securities; Type 2 - Dealing in futures contracts; Type 4 - Advising on securities. This person has 22.3 years of SFC licence history. Total licence records on file: 15.
Information
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Licence history
| Firm | Role | Regulated activity | From | To |
|---|---|---|---|---|
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 4 - Advising on securities | 2018-09-06 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2006-12-13 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-12-13 | present |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 3 - Leveraged foreign exchange trading | 2011-07-20 | 2014-11-27 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 1 - Dealing in securities | 2006-03-16 | 2006-11-23 |
| TIS Securities (HK) Limited 金鼎綜合證券(香港)有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2006-03-16 | 2006-11-23 |
| BOCI Securities Limited 中銀國際證券有限公司 |
Rep | Type 1 - Dealing in securities | 2004-06-30 | 2005-07-28 |
| BOCI Commodities & Futures Limited 中銀國際期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | 2004-06-30 | 2005-07-28 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 1 - Dealing in securities | Pre-2003 | 2004-03-19 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 2 - Dealing in futures contracts | Pre-2003 | 2004-03-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 4 - Advising on securities | Pre-2003 | 2004-03-19 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 5 - Advising on futures contracts | Pre-2003 | 2004-03-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 6 - Advising on corporate finance | Pre-2003 | 2004-03-19 |
| BNP Paribas Peregrine Futures Limited 法國巴黎百富勤期貨有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-19 |
| BNP Paribas Securities (Asia) Limited 法國巴黎證券(亞洲)有限公司 |
Rep | Type 9 - Asset management | Pre-2003 | 2004-03-19 |
Worked alongside
The 20 closest colleagues, strongest tie first — individuals licensed at the same firm as Chi Wai Tang during overlapping periods. Ranked by how long they overlapped and how similar their regulated activities were, with shared time at a smaller firm weighted more than at a large one. See the detailed formula.